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S-3 Filing

Source: Investopedia
This Article has been Edited for Accessibility

S-3 Filing

What is 'S-3 Filing'

The most simplified registration form. It can only be used by companies that have been required to report under the '34 Act for a minimum of twelve months and have met the timely filing requirements set forth under Form S-2.

Explaining 'S-3 Filing'

The offering and issuer must meet the eligibility tests prescribed by the form before having a secondary offering.


Additional Resources

  1. Securities Law Class Notes [law.nyu.edu]
  2. Company Info [guides.library.brandeis.edu]
  3. Transaction Exemptions In The Securities Act Of 1933: An Economic ... [digitalcommons.unl.edu]
  4. Empty Voting And Hidden Ownership [ccl.yale.edu]
  5. Form W-9 [economics.harvard.edu]
Section 508

WCAG 2.0

Section 508